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(Bloomberg) -- Traders with knowledge of upcoming merger and acquisition deals used ETFs consisting of target firms’ stocks to mask $2.75 billion of insider trading, according to an academic paper.
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Wall Street is often viewed as a prototypical film about the excesses of the 1980s. Released in 1987, it stars Charlie Sheen as Bud Fox, a young stockbroker hoping to work with his idol, Gordon Gekko, ...
Nov 1 (Reuters) - The U.S. Securities and Exchange Commission is facing yet another headache from the U.S. Supreme Court’s major questions doctrine. On Tuesday, U.S. District Judge William Orrick of ...
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
Insider traders have cooked up a new way to invest in stocks, according to researchers. They've poured nearly $3 billion into exchange-traded funds to avoid scrutiny from regulators. Their strategy ...
This article first appeared as Compliance in Focus on Markets Media. Compliance in Focus is a content series, produced in collaboration with Eventus, about regulatory topics for financial markets and ...
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