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We have launched FINRA Forward, a series of initiatives to further improve our effectiveness and efficiency in pursuing our mission. FINRA Forward addresses how we can best fulfill our mission of protecting investors, safeguarding market integrity, and promoting market confidence. The future begins now, with targeted initiatives to modernize regulations, enhance industry compliance, and strengthen protections against cyber threats. Learn more below and read about FINRA Forward in CEO Robert Cook
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1K views · 5 comments | Millions of dollars are stolen each year from hard-working individuals through relationship and romance scams. In this episode of #FINRAUnscripted, two victims bravely share the financial, mental and emotional toll they experienced at the hands of scammers. Learn how they worked to recover from their losses and discover the red flags so you can spot the difference between #DatingOrDefrauding. Listen here  https://bit.ly/3BGO01K | FINRA | Facebook
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FINRA's EVP of Member Supervision Greg Ruppert shares the unique value of an SRO in using intelligence to mitigate risks and combat fraud at our 2025 Annual Conference. Learn more about #FINRAAC: https://bit.ly/3H3JM76 | FINRA | Facebook
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